论文标题

追求算法公平:关于儿童福利统一成功分类器的“纠正”算法不公平

The Pursuit of Algorithmic Fairness: On "Correcting" Algorithmic Unfairness in a Child Welfare Reunification Success Classifier

论文作者

Purdy, Jordan, Glass, Brian

论文摘要

公共部门预测分析工具的算法公平性越来越成为严格探索的话题。例如,与犯罪累犯和学术录取有关的工具引起了很多关注,但儿童福利管辖权的预测工具受到了大大减少的关注。这部分是因为这种工具的存在相对较少,并且通过算法公平的镜头进行了审查。在这项工作中,我们试图解决这两个差距。为此,提出了一种用于预测俄勒冈州儿童福利统一成功的新型分类算法,包括与建立此类工具有关的所有相关细节。该工具的目的是最大化稳定的团聚数量,并确定可能需要额外资源和审查的潜在不稳定的团聚。此外,由于毫无疑问,如果不变的算法公平性,则毫无疑问,因此会出现缓解这种不公平性的程序,以及每个困难和不可避免的选择背后的理由。该过程虽然类似于其他特定于小组特定的阈值方法,但在使用惩罚优化器和上下文必需的亚采样方面是新颖的。这些新颖的方法论组成部分对公平与准确性之间的权衡连续性产生了丰富而信息丰富的经验理解。由于开发的程序在各种算法公平性以及任意数量的受保护属性级别和风险阈值的定义中都可以推广,因此该方法在儿童福利之内和超越儿童福利都广泛适用。

The algorithmic fairness of predictive analytic tools in the public sector has increasingly become a topic of rigorous exploration. While instruments pertaining to criminal recidivism and academic admissions, for example, have garnered much attention, the predictive instruments of Child Welfare jurisdictions have received considerably less attention. This is in part because comparatively few such instruments exist and because even fewer have been scrutinized through the lens of algorithmic fairness. In this work, we seek to address both of these gaps. To this end, a novel classification algorithm for predicting reunification success within Oregon Child Welfare is presented, including all of the relevant details associated with building such an instrument. The purpose of this tool is to maximize the number of stable reunifications and identify potentially unstable reunifications which may require additional resources and scrutiny. Additionally, because the algorithmic fairness of the resulting tool, if left unaltered, is unquestionably lacking, the utilized procedure for mitigating such unfairness is presented, along with the rationale behind each difficult and unavoidable choice. This procedure, though similar to other post-processing group-specific thresholding methods, is novel in its use of a penalized optimizer and contextually requisite subsampling. These novel methodological components yield a rich and informative empirical understanding of the trade-off continuum between fairness and accuracy. As the developed procedure is generalizable across a variety of group-level definitions of algorithmic fairness, as well as across an arbitrary number of protected attribute levels and risk thresholds, the approach is broadly applicable both within and beyond Child Welfare.

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