论文标题

一项罕见的任务:法律AI的参与设计

An Uncommon Task: Participatory Design in Legal AI

论文作者

Delgado, Fernando, Barocas, Solon, Levy, Karen

论文摘要

尽管越来越多的人呼吁参与AI设计,但迄今为止,对于这些过程的外观以及如何为与领域专家的有意义的参与而进行的实证研究很少。在本文中,我们研究了十年前发生的法律领域中著名尚未研究的AI设计过程,其影响仍然为当今的法律自动化工作提供了信息。具体而言,我们研究了2006年至2011年在文本检索会议(TREC)法律轨道上进行的设计和评估活动,这是由国家标准和技术研究所主持的计算研究场所。 TREC的法律轨道在AI研究和实践的历史上是值得注意的,因为它依靠一系列参与式方法来促进新计算技术的设计和评估 - 在这种情况下,用于自动化民事诉讼事务的律师文档审查。我们的分析借鉴了TREC法律轨道的档案研究以及与协调员的访谈,揭示了交互式模拟方法如何使计算机科学家和律师成为共同设计者,并帮助弥合计算研究和现实世界中的高风险诉讼实践之间的鸿沟。在分析最近的案例中,我们的目的是在经验上以当代对AI发展和评估的批评,并呼吁更大的参与作为解决这些问题的手段。

Despite growing calls for participation in AI design, there are to date few empirical studies of what these processes look like and how they can be structured for meaningful engagement with domain experts. In this paper, we examine a notable yet understudied AI design process in the legal domain that took place over a decade ago, the impact of which still informs legal automation efforts today. Specifically, we examine the design and evaluation activities that took place from 2006 to 2011 within the TeXT Retrieval Conference's (TREC) Legal Track, a computational research venue hosted by the National Institute of Standards and Technologies. The Legal Track of TREC is notable in the history of AI research and practice because it relied on a range of participatory approaches to facilitate the design and evaluation of new computational techniques--in this case, for automating attorney document review for civil litigation matters. Drawing on archival research and interviews with coordinators of the Legal Track of TREC, our analysis reveals how an interactive simulation methodology allowed computer scientists and lawyers to become co-designers and helped bridge the chasm between computational research and real-world, high-stakes litigation practice. In analyzing this case from the recent past, our aim is to empirically ground contemporary critiques of AI development and evaluation and the calls for greater participation as a means to address them.

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